Strategic Alliance Agreement

Expiration Date01 January 2015
Date27 December 2011
PartiesSumitomo Mitsui Banking Corporation (“SMBC”), SMBCNikko Securities Inc. (“Nikko” and together with SMBC, “SMBC/Nikko”), Moelis & Company Holdings LP (“Moelis Holdings”), Moelis & Company Holdings GP LLC, (“Moelis General Partner”, and together with Moelis Holdings, the “MoelisEntities”), SMBC, Nikko, Moelis Holdings and Moelis General Partner (each a “party” and collectively referred to as the “parties")
StateNew York
Renewal Term1 year
SectionCommercial Contracts
Exhibit10.19
STRATEGICALLIANCEAGREEMENT
Among
SUMITOMOMITSUIBANKINGCORPORATION,
SMBCNIKKOSECURITIESINC.
And
MOELIS&COMPANYHOLDINGSLP,
MOELIS&COMPANYHOLDINGSGPLLC
DatedDecember27,2011
TABLEOFCONTENTS

ARTICLEI.
CERTAINDEFINITIONS;INTERPRETATION.
1.1
CertainDefinitions
2
1.2
Interpretations
5
ARTICLEII.
STRATEGICALLIANCE.
2.1
StrategicAlliance
6
2.2
ObligationsoftheParties
6
ARTICLEIII.
SCOPE.
3.1
Scope
6
3.2
CoveredBusinesses
6
3.3
CoveredRegions
6
3.4
JapaneseCompanies
7
3.5
Client
7
3.6
CorporateLendingBusiness
7
ARTICLEIV.
FEEALLOCATION.
4.1
GeneralAllocation
7
4.2
CertainMoelisHoldingsSell-sideAssignments
7
4.3
TargetTransactions
8
4.4
DiscretionaryFeeSharing
8
4.5
PrimaryFeeAllocationCriteria
8
ARTICLEV.
NON-CIRCUMVENTION/NON-SOLICITATION.
5.1
Non-Circumvention
8
5.2
Non-Solicitation
8
5.3
JapanOffice
9
i

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